Cases by state
Ponzi schemes in California
203 cases announced 2000–2026, involving about $9.3B in reported investor money. Most common types: investment funds & advisory, real estate and trading, forex & commodities. Listed by where the main defendant was based.
The largest by reported amount: Woodbridge Group of Companies LLC ($1.3B, 2019). Charges are allegations unless a court has entered a conviction or judgment.
Pitch phrases seen in these cases
- “guaranteed”
- “risk-free”
- “fdic insured”
- “safe”
- “safe and secure”
- “high returns”
- “originate or purchase loans secured by real estate”
- “preferred or fixed rates of return”
Cases
| Date | Case | Location | Industry | Amount |
|---|---|---|---|---|
| Sep 1, 2026 | Pacific Private Money Group LLC Mark D. Hanf, Hoai-Nam Chu Phan (aka Nam Phan) |
Novato, CA | Real estate | $80M |
| Jul 28, 2026 | Creative Wealth Media Finance Corp. Jason Cloth |
Los Angeles, CA | Energy & alternative assets | $100M |
| Jul 7, 2026 | Gary Topolewski | Northridge, CA | Lending & cash advance | $39M |
| May 21, 2026 | Family Wealth Legacy, Zolla Matthew Piercey |
Palo Cedro, CA | Trading, forex & commodities | $35M |
| Apr 15, 2026 | Sudheesh Nambiar | Milpitas, CA | Trading, forex & commodities | $43M |
| Mar 9, 2026 | DC Solar Ari J. Lauer, Jeff Carpoff, Paulette Carpoff |
Martinez, CA | Energy & alternative assets | $912M |
| Feb 9, 2026 | Preferred Property LLC, Ampez Rehab Investments LLC Matthew Campbell |
Fresno, CA | Real estate | $9.1M |
| Jan 29, 2026 | Lorven Funds, Lorven Advisors LLC, Vistalytics Inc. Satish Appalakutty |
Milpitas, CA | Investment funds & advisory | $37M |
| Oct 15, 2025 | Inventis Ventures LLC, Inventis Holding Inc. Linh Thuy Le, Trong Hoang Luu |
Yorba Linda, CA | Real estate | $26.6M |
| Sep 9, 2025 | Norada Capital Management Marco Giovanni Santarelli |
Laguna Niguel, CA | Crypto & digital assets | $62.5M |
| Jul 21, 2025 | Foundation Financial Group Edwin Emmett Lickiss Jr. |
Alamo, CA | Investment funds & advisory | $9.5M |
| May 22, 2025 | KS Mattson Partners LP, LeFever Mattson Kenneth Mattson |
Sonoma, CA | Real estate | $46M |
| Jan 16, 2025 | Seth Adam Depiano (aka Marcus Lazaro, aka Steven Baron Sr.), Zahria Barber, Paola Quintero Beltran | Clovis, CA | Real estate | $10M |
| Dec 11, 2024 | Standard Holdings Inc., Standard Huaxia Ltd. Frederick Tayton Dencer, Luke Abelard Dencer, Dennis Edward Butler |
Los Angeles, CA | Investment funds & advisory | $17M |
| Dec 3, 2024 | Wild Rabbit Technologies LLC, BAI Intelligence LLC Sylvein William Maximilian D'Habsburg XVII (aka Sylvein Scalleone) |
West Hills, CA | Investment funds & advisory | $5.9M |
| Sep 4, 2024 | Creative Legal Fundings, The Ubiquity Group LLC Maria Dulce Pino Dickerson |
Sacramento, CA | Legal & litigation funding | $7M |
| Aug 28, 2024 | Toltec Capital LLC Bernardo Mendia-Alcaraz |
CA | Investment funds & advisory | $3.3M |
| Jul 31, 2024 | South Bay Acquisitions LLC John N. Matson |
San Diego, CA | Investment funds & advisory | $1.5M |
| Jul 23, 2024 | Robert Newell | Indio, CA | Lending & cash advance | $37M |
| Apr 17, 2024 | Charles Todd Hill | Los Gatos, CA | Real estate | $9.4M |
| Mar 1, 2024 | AB Capital Ryan Young, Joshua Pukini |
Newport Beach, CA | Real estate | $100M |
| Nov 15, 2023 | Bitwise Industries Inc Jake Soberal, Irma Olguin Jr. |
Fresno, CA | Investment funds & advisory | $70M |
| Nov 8, 2023 | Gentlemen Timepieces Anthony Farrer |
Los Angeles, CA | Investment funds & advisory | $3M |
| Oct 31, 2023 | Jeffrey H. Tamkin | Los Angeles, CA | Real estate | $8M |
| Sep 28, 2023 | Regal Assets LLC Tyler G. Gallagher, Leah Donoso |
Beverly Hills, CA | Energy & alternative assets | $21M |
| Sep 19, 2023 | Tilila Siola'a Walker Sumchai | Richmond, CA | Investment funds & advisory | $13M |
| May 3, 2023 | Brett M. Bartlett, Scott A. Miller | Fountain Valley, CA | Investment funds & advisory | $20.5M |
| May 2, 2023 | Suitelife Norcal LLC Derek Vincent Chu |
Alamo, CA | Investment funds & advisory | $39M |
| Feb 16, 2023 | Vista Network Technologies Armen Temurian |
Glendale, CA | Crypto & digital assets | $7M |
| Feb 1, 2023 | Girardi Keese Thomas Vincent Girardi |
Pasadena, CA | Legal & litigation funding | $15M |
| Jan 24, 2023 | Baycap.io Austin D. Ellison-Meade |
San Francisco, CA | Trading, forex & commodities | $2.8M |
| Jan 12, 2023 | iWitness Tech LLC Yossi Engel |
Los Angeles, CA | Real estate | $47M |
| Nov 28, 2022 | Strategic Innovations LLC Royce Newcomb |
Fresno, CA | Real estate | $4.2M |
| Oct 18, 2022 | Long Nguyen | Alameda, CA | Real estate | $2M |
| Oct 4, 2022 | JMJ Capital Group Richard Lee Ramirez |
Carlsbad, CA | Investment funds & advisory | $8M |
| Jun 1, 2022 | MCC Holdings, SLJ Holdings, STR America Holdings Michael David Carroll |
Long Beach, CA | Lending & cash advance | $1.4M |
| May 10, 2022 | Nawabi Enterprise, Hyperion Consulting Inc. Eshaq M. Nawabi |
Manteca, CA | Trading, forex & commodities | $543,000 |
| Apr 5, 2022 | CB Holding Group Corp, CaesarBrutus LLC David Joseph Bunevacz |
Calabasas, CA | Investment funds & advisory | $37M |
| Jan 24, 2022 | Elana Cohen-Roth | Marina del Rey, CA | Real estate | $1M |
| Jan 3, 2022 | Imagination Construction Company Alexander Avergoon |
San Diego, CA | Real estate | $12M |
| Dec 14, 2021 | Fusion Hotel Management LLC, Fusion Hospitality Corporation Denny Bhakta |
San Diego, CA | Investment funds & advisory | $28M |
| Oct 29, 2021 | BNZ Capital One LLC Brett Barber, Louis Zimmerle |
Costa Mesa, CA | Real estate | $13.8M |
| Oct 8, 2021 | CapitalStorm LLC, GenerationBlack LLC, NCome LLC Storm Bryant, Elijah Bryant III |
Los Angeles, CA | Trading, forex & commodities | $1.1M |
| Aug 4, 2021 | Monarch Capital Investment Fund LLC Timothy Patrick Peabody |
Santa Ana, CA | Real estate | $7M |
| Jun 29, 2021 | Darrell Arnold Aviss | Santa Barbara, CA | Insurance-linked | $12M |
| Jun 29, 2021 | Matthew J. Skinner | Santa Clarita, CA | Real estate | $9M |
| May 21, 2021 | Pagudpud Sands Resort Larry Dela Cruz, Rick Rivera |
CA | Real estate | $5M |
| May 18, 2021 | Shehzad Peermahomed | Woodland Hills, CA | Real estate | $2.9M |
| Apr 6, 2021 | 1inMM Capital LLC Zachary Horwitz |
Los Angeles, CA | Energy & alternative assets | $690M |
| Dec 21, 2020 | SiliconSage Builders LLC Sanjeev Acharya |
Sunnyvale, CA | Real estate | $119M |
| Nov 24, 2020 | Rumbaugh Financial Inc., Desert Strategic Equity LLC Craig Rumbaugh |
Palm Desert, CA | Real estate | $3M |
| Nov 12, 2020 | CH4 Power Raymond Brewer |
Porterville, CA | Energy & alternative assets | $8.8M |
| Sep 29, 2020 | Professional Financial Investors Inc Lewis I. Wallach |
Los Angeles, CA | Real estate | $330M |
| Sep 3, 2020 | Alpha Trade Analytics Inc Steven Fitzgerald Brown |
Los Angeles, CA | Trading, forex & commodities | $7.5M |
| Sep 2, 2020 | Golden Genesis Inc., Retire Happy LLC Thomas Casey, Dennis Di Ricco, Cynthia Wade |
CA | Investment funds & advisory | $9M |
| Jul 23, 2020 | Naim Ismail | Los Angeles, CA | Real estate | $15M |
| Jul 8, 2020 | John D. Black, Christopher Mancuso, Joseph Tufo, John P. Glenn | CA | Trading, forex & commodities | $14.5M |
| Jun 9, 2020 | Northstar Communications LLC, Planning Services Inc, eGate LLC Paul Horton Smith Sr. |
CA | Investment funds & advisory | $5.6M |
| Oct 3, 2019 | Aria Management Group Brian Lee Kissinger, Kenny Rojas |
Irvine, CA | Real estate | $1.5M |
| Aug 29, 2019 | ANI Development LLC Gina Champion-Cain |
San Diego, CA | Lending & cash advance | $300M |
| Aug 8, 2019 | Woodbridge Group of Companies LLC Robert Shapiro |
Sherman Oaks, CA | Real estate | $1.3B |
| Jun 12, 2019 | Secured Capital, Logos Real Estate Paul Ricky Mata |
Oceanside, CA | Real estate | $14.5M |
| May 30, 2019 | SmartBuy Outlet Inc., Savmax Solutions Inc. Lo Van Tran |
Fremont, CA | Trucking & transport | $3M |
| May 23, 2019 | IPro Solutions LLC, IPro Network LLC Daniel Pacheco |
San Clemente, CA | Investment funds & advisory | $26M |
| Apr 26, 2019 | Christopher D. Dougherty | San Diego, CA | Agriculture & cattle | $7M |
| Mar 29, 2019 | MBIG Company Sassi Mizrahi, Motty Mizrahi |
Sherman Oaks, CA | Trading, forex & commodities | $7M |
| Mar 20, 2019 | C.A. Pedersen Client Investment Pool Carol Ann Pedersen |
Long Beach, CA | Investment funds & advisory | $29M |
| Mar 18, 2019 | Kent R.E. Whitney, David Lee Parrish | Westminster, CA | Trading, forex & commodities | $25M |
| Nov 29, 2018 | O4 Worldwide Holdings Khemraj Dave Hardat |
Los Angeles, CA | Investment funds & advisory | $5M |
| Nov 8, 2018 | Eric J. Dalius | CA | Investment funds & advisory | $165M |
| Oct 31, 2018 | Stephen Tudor Crozier | Santa Barbara, CA | Investment funds & advisory | $500,000 |
| Oct 12, 2018 | Susan Werth (aka Susan Worth) | CA | Real estate | $26M |
| Sep 28, 2018 | NL Technology LLC Jonny Ngo, Donato "Mick" Baca Jr. |
San Diego, CA | Investment funds & advisory | $61M |
| Aug 2, 2018 | Michael James Frew | Hillsborough, CA | Real estate | $3.5M |
| Jul 17, 2018 | Francisco Plascencia Esparza | Coto de Caza, CA | Real estate | $12M |
| Jun 6, 2018 | Essex Capital Corporation Ralph T. Iannelli |
Santa Barbara, CA | Investment funds & advisory | $80M |
| Apr 19, 2018 | American Capital Trading Group LLC, American Capital Republic Inc. Li Lin Hsu |
Diamond Bar, CA | Investment funds & advisory | $8.1M |
| Mar 15, 2018 | Summit Entertainment (onlinetickets.com, pacertickets.com) Seyed Reza Ali Fazeli |
Aliso Viejo, CA | Investment funds & advisory | $6.2M |
| Jan 22, 2018 | Daniel B. Vazquez Sr., Gilbert Fluetsch | CA | Real estate | $2.2M |
| Dec 7, 2017 | John Bryan Murphy | CA | Investment funds & advisory | $700,000 |
| Oct 11, 2017 | Scott Allensworth, Robert J. Fusco, David Weddle | Newhall, CA | Trading, forex & commodities | $3.1M |
| Sep 29, 2017 | Profit Management, Profit Management Int Hasan Sarwar (aka Alexander Sarwar), Rachida Elfrimi |
Rancho Cucamonga, CA | Trading, forex & commodities | $1.2M |
| Jul 26, 2017 | Citadel Energy Joey Stanton Dodson |
Indio, CA | Energy & alternative assets | $15M |
| Jul 7, 2017 | The Rental Group, U.S. Funding and Home Services LLC, Draymond Homes Seth Adam Depiano |
Clovis, CA | Real estate | $20M |
| Jul 7, 2017 | Carol J. Wayland, John C. Mueller, Mitchell B. Dow, Barry Liss, Steve G. Blasko | Irvine, CA | Energy & alternative assets | $2.4M |
| May 11, 2017 | Pradeep Singh | Riverside, CA | Insurance-linked | $3.7M |
| Apr 20, 2017 | Capitol Equity FX LLC Robert Leland Johnson IV, Marisa Elena Johnson |
Chino, CA | Trading, forex & commodities | $1.7M |
| Oct 12, 2016 | LifeCo., AIIA Group Steven Edward Branstetter |
Culver City, CA | Insurance-linked | $2.2M |
| Oct 3, 2016 | Francisco "Frank" Hobson | Mission Viejo, CA | Real estate | $2.3M |
| Aug 11, 2016 | Premier Cru John E. Fox |
Concord, CA | Trading, forex & commodities | $45M |
| Jun 21, 2016 | Ash Narayan, Richard M. Harmon, John A. Kaptrosky | Newport Coast, CA | Investment funds & advisory | $33M |
| May 31, 2016 | JSG Capital Investments LLC Jaswant "Jason" Gill, Javier Rios |
San Diego, CA | Investment funds & advisory | $10M |
| May 22, 2016 | Lawrence Paul "Larry" Stephens | Riverside, CA | Investment funds & advisory | $4.5M |
| May 5, 2016 | Ju Ding Inc Wenxing Huang (aka Di Peng, aka Fatty) |
San Gabriel, CA | Real estate | $6.9M |
| Apr 15, 2016 | PLCMGMT LLC (aka PLC, Prometheus Law) James Catipay, David Aldrich |
Los Angeles, CA | Legal & litigation funding | $11.7M |
| Mar 25, 2016 | Saddle River Advisors LLC, SRA Management Associates LLC John Bivona, Frank Gregory Mazzola |
CA | Investment funds & advisory | $53M |
| Dec 24, 2015 | God's Sports Company Steven McKinlay, Kristi McKinlay |
Coto de Caza, CA | Investment funds & advisory | $3M |
| Oct 6, 2015 | DM Financial Paul Sloane Davis, Diane Cobb |
Santa Rosa, CA | Real estate | $2.4M |
| Oct 1, 2015 | USFIA Inc Steve Chen |
Bradbury, CA | Investment funds & advisory | $32M |
| Jul 6, 2015 | Bingqing Yang, Lei Lei (aka Lily Lei), Anthony V. Pollace | CA | Energy & alternative assets | $68M |
| Jul 6, 2015 | Entholpy EMC, Mastermind College Funding Group Yong Chen (aka Michael Chen) |
CA | Investment funds & advisory | $8M |
| May 18, 2015 | B+E Family Investments LLC Bobby Hamby |
Yorba Linda, CA | Real estate | $2.5M |
| Feb 26, 2015 | Compass Financial Solutions Kenneth Brewington, William E. Dawn, Brian G. Elrod |
Corona, CA | Investment funds & advisory | $2.5M |
| Dec 3, 2014 | MBP Insurance Services Inc. Joseph Francis Bartholomew, Wendy King-Jackson |
Lake Forest, CA | Insurance-linked | $11.3M |
| Oct 8, 2014 | Brandon Stewart | Newport Beach, CA | Investment funds & advisory | $13.5M |
| Oct 8, 2014 | Nationwide Automated Systems Inc. Joel Barry Gillis, Edward Wishner |
Woodland Hills, CA | Lending & cash advance | $123M |
| Sep 29, 2014 | Transactions Unlimited (dba ATM Plus) Michael B. Ferguson |
Foster City, CA | Lending & cash advance | $12M |
| Aug 28, 2014 | Realty World-Quality Homes Inc. Lananh Thi Phan, Diane H. Do Bui |
San Jose, CA | Investment funds & advisory | $8M |
| Aug 14, 2014 | Holy Cow Brent Lee Newbold |
Granite Bay, CA | Lending & cash advance | $3M |
| Mar 28, 2014 | WCM, WCM777 Ming Xu (aka Phil Ming Xu) |
Temple City, CA | Investment funds & advisory | $65M |
| Feb 27, 2014 | Intermodal Wealth Inc, World Container Steven Patrick Jones, John Patrick Acord (aka John Delano), Dean Lester Springer |
Palm Desert, CA | Investment funds & advisory | $5.5M |
| Feb 27, 2014 | My Forex Planet Inc., Wal Capital S.A., Top Global Capital Inc. Melody Nganthuy Phan |
CA | Trading, forex & commodities | $3.8M |
| Feb 24, 2014 | International Manufacturing Group Inc, RelyAid Global Healthcare Inc Deepal Wannakuwatte |
Sacramento, CA | Investment funds & advisory | $125M |
| Feb 6, 2014 | B&B Consulting Group LLC Kari Sonovich |
Meadow Vista, CA | Trading, forex & commodities | $3M |
| Feb 4, 2014 | Stevens Creek Auto Mall Ron Battistella, Julie Ann LeBlanc |
San Jose, CA | Investment funds & advisory | $1.3M |
| Jan 16, 2014 | ARTLoan Financial LLC, ARTLoan Financial Services Inc Anthony Barreiro, Ernest Ray Parker (aka Ray Parker Gaylord) |
San Francisco, CA | Lending & cash advance | $3.4M |
| Jan 16, 2014 | Architects of the Future Investments Luis Alonso Serna |
Chatsworth, CA | Trading, forex & commodities | $4M |
| Nov 4, 2013 | Maxum Gold, FMP Medical Services Limited Christopher A.T. Pedras, Sylvester M. Gray II, Alicia Bryan |
Turlock, CA | Trading, forex & commodities | $5.6M |
| Nov 1, 2013 | Yin Nan Wang (aka Michael Wang), Wendy Ko | Pasadena, CA | Real estate | $150M |
| Oct 4, 2013 | Investor Alliance Group Ryan Edward Rude |
Riverside, CA | Real estate | $4.8M |
| Jul 2, 2013 | David Lee Hardin Jr. | Coto de Caza, CA | Real estate | $6.7M |
| Jun 21, 2013 | Your Best Memories International Inc., Smokey Canyon Financial Robert Hurd, Kenneth Gross |
Los Angeles, CA | Investment funds & advisory | $1.2M |
| May 14, 2013 | Dana Island Yacht Sales and Charters Edward Fitzgerald |
Dana Point, CA | Investment funds & advisory | $1.6M |
| May 5, 2013 | Moriarty Enterprises Albert Moriarty |
Grover Beach, CA | Investment funds & advisory | $22M |
| Mar 12, 2013 | Alvin R. Brown | Redondo Beach, CA | Real estate | $3M |
| Feb 28, 2013 | The Mortgage Fund '08 LLC, R.E. Loans LLC Walter Ng, Kelly Ng, Bruce Horwitz |
San Francisco Bay Area, CA | Real estate | $85M |
| Dec 19, 2012 | Baytree Investors, Capsule Partners Douglas Dean Hollingsworth (aka Doug Hollingsworth) |
Santa Rosa, CA | Trading, forex & commodities | $7M |
| Oct 30, 2012 | Technology for Telecommunication and Multimedia Inc. Syed Qaisar Madad |
Diamond Bar, CA | Trading, forex & commodities | $49M |
| Oct 16, 2012 | Perfect Financial Group Vincent Thakur Singh |
Elk Grove, CA | Lending & cash advance | $20M |
| Sep 21, 2012 | Gold Country Lenders Philip Lester, Ellen Lester, Susan Laferte, Jonathan Blinder |
Grass Valley, CA | Real estate | $2.3M |
| Jul 24, 2012 | 21st Century Financial Linda Ann Kennedy |
Paso Robles, CA | Real estate | $1M |
| Jul 12, 2012 | Celia Gallardo | North Hills, CA | Real estate | $1M |
| Jun 29, 2012 | Jill Marie Silvey | San Jose, CA | Real estate | $1.2M |
| Jun 28, 2012 | Mark Feathers | Los Altos, CA | Real estate | $42M |
| Jun 18, 2012 | Krittibas Ray | Albany, CA | Trading, forex & commodities | $3.3M |
| Jun 8, 2012 | Omega Investment Group Edwin Salazar, Michael Zuniga |
Downey, CA | Real estate | $1.3M |
| Jun 6, 2012 | Baccala Realty Inc. Aldo Joseph Baccala |
Petaluma, CA | Real estate | $20M |
| May 31, 2012 | James B. Catledge, Derek F.C. Elliott | CA | Investment funds & advisory | $163M |
| May 24, 2012 | GLR Growth Fund, GLR Capital Management John A. Geringer, Keith Rode, Chris Luck |
Scotts Valley, CA | Trading, forex & commodities | $60M |
| Apr 13, 2012 | Neman Financial L.P. Shervin Neman |
Los Angeles, CA | Trading, forex & commodities | $7.5M |
| Apr 12, 2012 | Michael Gonzalez Investments Michael Anthony Gonzalez |
Pasadena, CA | Investment funds & advisory | $1M |
| Apr 11, 2012 | Capital Investors Inc. Timothy Melvin Murphy |
Orange, CA | Not specified | $2.7M |
| Sep 14, 2011 | Diversified Management Consultants Michael Bolden, Christopher Jackson, Victor Alvarado, Nicholo Arceo, Erica Arceo |
Sacramento, CA | Real estate | $26M |
| Jul 8, 2011 | Robert G. Tunnell Jr. | San Francisco, CA | Trading, forex & commodities | $10M |
| Jun 28, 2011 | Fidel Bermudez | CA | Not specified | $1.8M |
| Jun 1, 2011 | Starfire Technologies Steven Bartko |
Vista, CA | Investment funds & advisory | $10M |
| Apr 22, 2011 | Contour Escrow Services Inc Royce Newcomb |
Granite Bay, CA | Real estate | $2.9M |
| Apr 22, 2011 | Millenium Capital Group Inc Garry Bradford |
Sacramento, CA | Real estate | $2.2M |
| Apr 8, 2011 | Thomas L. Mitchell | Topanga, CA | Real estate | $15M |
| Apr 8, 2011 | Michael Crook, Roderick James Rieman | Los Angeles, CA | Investment funds & advisory | $5M |
| Feb 7, 2011 | Shaine Joseph LaVoie | Dana Point, CA | Investment funds & advisory | $800,000 |
| 2011 | Villa Capital Inc. Thomas Franklin Tarbutton |
Newport Beach, CA | Real estate | $3.2M |
| Dec 15, 2010 | American Bullion Exchange ABEX Corp, American Bullion Exchange LLC Ryan A. Nassbridges |
Laguna Niguel, CA | Energy & alternative assets | $5.5M |
| Nov 15, 2010 | Genesis Innovations Christopher Jackson |
Elk Grove, CA | Real estate | $11M |
| Oct 26, 2010 | Sunburst Associates Inc Louis J. Borstelmann |
Thousand Oaks, CA | Real estate | $18M |
| Oct 15, 2010 | JJF Management Company Inc Jason Keith Fifield |
Temecula, CA | Investment funds & advisory | $5.9M |
| Oct 7, 2010 | APS Funding Inc, GCF LLC, Greenlight Fund Barbra Alexander, Beth Pina, Michael Swanson |
Monterey, CA | Real estate | $7M |
| Sep 17, 2010 | Maher Talal Muhawieh | San Francisco, CA | Real estate | $25M |
| Aug 25, 2010 | Alliance Group Entertainment Mahmoud Karkehabadi (aka Mike Karkeh) |
Laguna Niguel, CA | Lending & cash advance | $11M |
| Aug 16, 2010 | Unlimited Cash Inc, Douglas Networks Enterprises Nancy Carol Khalial, Wayne D. Flesher, Alan G. Flesher |
Oxnard, CA | Lending & cash advance | $26M |
| Aug 6, 2010 | Innovative Advisory Services Inc Richard H. Nickles |
Irvine, CA | Investment funds & advisory | $10M |
| Jun 17, 2010 | Highlands Capital Partners L.P. Glenn K. Jackson |
Tiburon, CA | Trading, forex & commodities | $8.6M |
| Jun 17, 2010 | Matthew Jennings | CA | Investment funds & advisory | $53M |
| May 3, 2010 | Daniel O. Cohen, Richard Alan Cohen, Joshua Hoffman | Calabasas, CA | Energy & alternative assets | $39M |
| Feb 17, 2010 | Jon Weldon James | Long Beach, CA | Real estate | $33M |
| Feb 11, 2010 | Murray & Young, U.S. Financial Services William R. Murray |
Sacramento, CA | Investment funds & advisory | $13.4M |
| Feb 5, 2010 | Cap Exchange, Cap X Peter Jerald Frommer |
Carpinteria, CA | Real estate | $12M |
| Feb 3, 2010 | SF Capital Miguel Salazar, Carlos Flores |
West Covina, CA | Investment funds & advisory | $1.3M |
| Jan 11, 2010 | NewPoint Financial Services Inc. John Farahi, Gissou Rastegar Farahi, Elaheh Amouei |
Beverly Hills, CA | Investment funds & advisory | $20M |
| Jan 11, 2010 | Transpacific Intertrade Inc Tarakeswar "Tarak" Chaudhary |
Tustin, CA | Investment funds & advisory | $10M |
| Dec 16, 2009 | Bridon Entertainment Dean P. Gross, Gregory W. Laser |
Agoura Hills, CA | Investment funds & advisory | $18M |
| Dec 14, 2009 | Eliott Jay Dresher | Chatsworth, CA | Investment funds & advisory | $10M |
| Oct 30, 2009 | Irving Bookkeeping and Taxes Roberto Heckscher |
San Francisco, CA | Lending & cash advance | $20M |
| Aug 31, 2009 | D.A. Souza Investments LLC David A. Souza |
Redding, CA | Investment funds & advisory | $1M |
| Aug 3, 2009 | Sidney M. Field, Joseph J. Lampariello | Tustin, CA | Investment funds & advisory | $77M |
| Jun 17, 2009 | Horizon Property Holdings L.C. Cydney Sanchez |
Los Angeles, CA | Real estate | $6M |
| Jun 9, 2009 | SNC Asset Management Inc, SNC Investments Inc Peter C. Son, Jin K. Chung |
Danville, CA | Trading, forex & commodities | $80M |
| Jun 5, 2009 | Financial Solutions, Gentech Fabrication Inc David Lincoln Johnson |
Loma Linda, CA | Investment funds & advisory | $23M |
| May 22, 2009 | James Stanley Koenig, Gary T. Armitage, Jeffery A. Guidi | Redding, CA | Real estate | $200M |
| May 11, 2009 | Gemstar Capital Group Inc, Kiselak Capital Group LLC Jeffrey J. Sykes, Michael J. Kiselak |
Redlands, CA | Trading, forex & commodities | $24M |
| Apr 29, 2009 | Bradley L. Ruderman | Beverly Hills, CA | Trading, forex & commodities | $38M |
| Apr 28, 2009 | All States ATM Inc Richard M. Hersch |
Rancho Santa Fe, CA | Lending & cash advance | $20M |
| Apr 13, 2009 | Maximum Return Investments Inc Clelia A. Flores |
El Segundo, CA | Real estate | $23M |
| Mar 30, 2009 | Luminous Wealth Management, Luminous Management Antoine David Haroutunian |
Glendale, CA | Investment funds & advisory | $14M |
| Mar 27, 2009 | JAM Jr. Enterprises, Forte Financial Partners John Anthony Miller |
San Clemente, CA | Real estate | $15M |
| Mar 11, 2009 | Equity Investment Management and Trading Inc Kenneth Kenitzer, Anthony Vassallo |
Folsom, CA | Trading, forex & commodities | $40M |
| Feb 11, 2009 | Christopher Jared Warren, Garret Griffith Gililland III, Scott Edward Cavell, Lawrence Leland Loomis (aka Lee Loomis), John Hagener, Joseph Gekko, Dawn C. Powers, Peter Woodard | Sacramento, CA | Real estate | $100M |
| Dec 17, 2008 | Best Diamond Funding, Libreria del Exito Mundo Milton Retana |
Norwalk, CA | Real estate | $62M |
| Sep 15, 2008 | Harvest Income LLC Jeanne M. Rowzee, James R. Halstead, Robert T. Harvey |
Irvine, CA | Investment funds & advisory | $52.7M |
| Sep 3, 2008 | Forward Investment Group LLC Robert D. Bame |
Moreno Valley, CA | Trading, forex & commodities | $400,000 |
| Jul 23, 2008 | CDC Global Inc., Wise Investors Simply Excel LLC Robert C. Brown Jr. (aka Trebor) |
Hillsborough, CA | Trading, forex & commodities | $20M |
| May 14, 2008 | Accelerated Funding Group Jeanetta M. Standefor |
Altadena, CA | Investment funds & advisory | $18M |
| Aug 24, 2007 | Donald F. Neuhaus, Kimberly A. Snowden | Redding, CA | Legal & litigation funding | $25M |
| Oct 10, 2006 | National Consumer Mortgage LLC Salvatore Favata |
Orange County, CA | Lending & cash advance | $30M |
| Aug 2, 2005 | RC Investment Corp., Pinnacle Investment Corp. Robert A. Coberly Jr., Curtis D. Somoza |
Westlake Village, CA | Trading, forex & commodities | $6.7M |
| Jun 7, 2005 | J.C. Jeffers & Company John C. Jeffers, John Minderhout |
Mentone, CA | Investment funds & advisory | $26.2M |
| May 4, 2004 | Chicago D&P Inc, Realtopia Inc Patricia Morgen, Shalom Gibson |
Emeryville, CA | Real estate | $10M |
| Dec 23, 2003 | Financial Advisory Consultants, Income Fund Ltd., Growth Fund Ltd. James P. Lewis Jr. |
Laguna Niguel, CA | Insurance-linked | $813M |
| Oct 20, 2003 | Donne Corporation Sherman S. Smith, Shawn Smith |
Napa, CA | Investment funds & advisory | $4M |
| Mar 3, 2003 | J.T. Wallenbrock & Associates, Citadel Capital Management Group Inc. Larry Toshio Osaki, Van Y. Ichinotsubo |
Upland, CA | Investment funds & advisory | $230M |
| May 11, 2001 | Reed E. Slatkin | Santa Barbara, CA | Trading, forex & commodities | $230M |
| Oct 13, 2000 | Lazar Frederick & Company, Weststar Exploration Inc., KS Resources Betty Ann Rubin, Mark D. Seigel, John J. Judd Jr. |
Woodland Hills, CA | Energy & alternative assets | $42M |
| May 31, 2000 | Sebastian International Enterprises Inc. Linda Ballou, Ronald Wackler, Bruce Harlan |
Rancho Mirage, CA | Investment funds & advisory | $17.7M |