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Cases / Investment funds & advisory

Harvest Income LLC

Jeanne M. Rowzee, James R. Halstead, Robert T. Harvey

ReportedSep 15, 2008
LocationIrvine, CA
Amount$52,700,000

This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.

Company / entity
Harvest Income LLC
Industry
Purported PIPE (private investment in public equity) investments
How investors were recruited
Solicited business clients and acquaintances, plus word-of-mouth referrals.
Pitch & red flags
Promised returns of 19 to 54 percent within 12 to 16 weeks; Rowzee presented as "an experienced securities attorney who personally screened and selected each PIPE investment after thorough due diligence".

Source

SEC official

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