Cases / Investment funds & advisory
Sebastian International Enterprises Inc.
Linda Ballou, Ronald Wackler, Bruce Harlan
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Sebastian International Enterprises Inc.
- Industry
- High interest promissory notes
- How investors were recruited
- A network of insurance agents, financial advisers and registered broker-dealer representatives sold the notes.
- Pitch & red flags
- Sold as "high interest promissory notes"; allegedly misrepresented the notes' risk and safety, the company's ability to pay interest and principal, and a bond said to back the notes.
Pitch phrases from this case
Source
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