Cases / Investment funds & advisory
Foundation Financial Group
Edwin Emmett Lickiss Jr.
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Foundation Financial Group
- Industry
- Purported government and other bonds
- How investors were recruited
- Existing long-term financial-advisory clients in Danville/Alamo, CA (50+ investors); continued after losing broker license in 2016
- Pitch & red flags
- bonds described as "safe, secure, and tax-free" paying "rates in excess of 20 percent"
Pitch phrases from this case
Source
U.S. Department of Justice official
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