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Cases / Investment funds & advisory

Ash Narayan, Richard M. Harmon, John A. Kaptrosky

ReportedJun 21, 2016
LocationNewport Coast, CA
Amount$33,000,000

This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.

Company / entity
The Ticket Reserve Inc. (aka Forward Market Media Inc.), RGT Capital Management
Industry
Sports/event ticketing startup (The Ticket Reserve)
How investors were recruited
Professional athletes and other clients of investment adviser RGT Capital Management
Pitch & red flags
pitched as safe, conservative investments; adviser falsely claimed to be a CPA

Source

SEC official

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