Cases / Investment funds & advisory
Robert E. Lee Jr.
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Industry
- Brokerage/financial-advisor client funds (various investment vehicles)
- How investors were recruited
- Clients of his work as broker/financial adviser (formerly at Rockwell Global Capital LLC)
- Pitch & red flags
- fabricated account statements
Source
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