Cases / Investment funds & advisory
Booth Financial Associates, Insurance Trends Inc.
James T. Booth
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Booth Financial Associates, Insurance Trends Inc.
- Industry
- Off-book securities sold to advisory clients
- How investors were recruited
- Existing clients of his financial advisory firm
- Pitch & red flags
- "safe investments with high returns"; told elderly client she would have "$1 million by the time she was 100 years old"; investment "would never lose its principal and would grow with the market"
Pitch phrases from this case
- “$1 million by the time she was 100 years old”
- “safe investments with high returns”
- “would never lose its principal and would grow with the market”
Source
U.S. Department of Justice official
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