Cases / Investment funds & advisory
Lux Financial Services, LWLVACC LLC
Leon Vaccarelli
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Lux Financial Services, LWLVACC LLC
- Industry
- Brokerage and separately managed accounts (misappropriated)
- How investors were recruited
- Elderly brokerage/advisory customers
- Pitch & red flags
- Asked a customer to sign agreement restricting disclosure to FINRA or the SEC
Source
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