Cases / Investment funds & advisory
Edward E. Matthes
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Industry
- Fictitious 'safe investment' sold by a registered broker/adviser
- How investors were recruited
- Existing brokerage and advisory clients (26 victims, mostly elderly)
- Pitch & red flags
- "a safe investment that would earn a guaranteed minimum yield of 4% per year"
Pitch phrases from this case
Source
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