Cases / Investment funds & advisory
Prosper Wealth Management LLC
Anthony B. Liddle
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Prosper Wealth Management LLC
- Industry
- Investment advisory / purported securities purchases for clients
- How investors were recruited
- Senior advisory clients
- Pitch & red flags
- told clients their portfolios had become "too risky" and needed to be replaced with "less risky securities"; fabricated account statements
Pitch phrases from this case
Source
Related cases · Investment funds & advisory
All investment funds & advisory cases →