Cases / Investment funds & advisory
McGinn Smith & Co. Inc.
Timothy M. McGinn, David L. Smith
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- McGinn Smith & Co. Inc.
- Industry
- Broker-dealer trust certificates and notes (alarm/telecom receivables, bridge financing)
- How investors were recruited
- Clients of their broker-dealer
- Pitch & red flags
- secured notes paying "between a 5% and 10.25% interest rate"; funds shifted between offerings to cover shortfalls
Pitch phrases from this case
Source
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