Cases / Trading, forex & commodities
Thomas D. Conrad Jr., Stuart P. Conrad
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Financial Management Corporation, Financial Management Corporation SRL
- Industry
- Hedge fund with feeder funds
- How investors were recruited
- Offering literature to prospective investors in the hedge fund and its feeder funds; favored investors and extended family received preferential redemptions
- Pitch & red flags
- Offering literature touted "Thomas Conrad's significant experience in the securities industry"; did not disclose his 1971 SEC industry bar
Pitch phrases from this case
Source
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