Robert J. Jesenik, Brian A. Oliver, N. Scott Gillis
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Aequitas Management LLC, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Aequitas Capital Management Inc., Aequitas Investment Management LLC
- Industry
- Promissory notes purportedly backed by health care, education and transportation receivables (mostly Corinthian Colleges student loans)
- How investors were recruited
- Registered investment advisers recommended the notes to clients; investor dinners and golf outings
- Pitch & red flags
- notes offering "high rates of return typically ranging from 8.5 to 10 percent"; claimed diversified "health care, education, and transportation-related investments"
Pitch phrases from this case
- “health care, education, and transportation-related investments”
- “high rates of return typically ranging from 8.5 to 10 percent”
Source
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