Cases / Investment funds & advisory
Principal Financial Strategies LLC, Safe Financial Strategies Inc.
Richard K. Booy
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Principal Financial Strategies LLC, Safe Financial Strategies Inc.
- Industry
- Purported no-risk guaranteed investments
- How investors were recruited
- Home visits with elderly clients (incl. a pastor and retirees)
- Pitch & red flags
- "guaranteed to return a profit"; no-risk; falsely implied affiliation with Principal Financial Group
Pitch phrases from this case
Source
U.S. Department of Justice official
Related cases · Investment funds & advisory
All investment funds & advisory cases →