Cases / Investment funds & advisory
Randy W. Cho
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Industry
- Pre-IPO share pooling (purported investment in well-known companies ahead of IPOs)
- How investors were recruited
- Solicited investors individually.
- Pitch & red flags
- Said he would pool funds to invest in shares of well-known companies "in anticipation of expected initial public offerings"; claimed Goldman Sachs "still considered him a preferred client"
Pitch phrases from this case
Source
Related cases · Investment funds & advisory
All investment funds & advisory cases →