Cases / Investment funds & advisory
The Haverford Group
Paul W. Smith
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- The Haverford Group
- Industry
- Purported investments in publicly traded securities
- How investors were recruited
- About 30 investors solicited by Smith as a registered representative
- Pitch & red flags
- Said he would "invest their money in publicly traded securities"
Pitch phrases from this case
Source
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