Cases / Investment funds & advisory
Nicholas D. Skaltsounis, John B. Guyette, John R. Graves
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- AIC Inc, Community Bankers Securities LLC, Allied Beacon Partners, Advent Securities, CBS Advisors
- Industry
- Promissory notes, preferred and common stock of a holding company
- How investors were recruited
- Direct solicitation by Skaltsounis and registered representatives by phone, in person and written materials
- Pitch & red flags
- Interest/dividends of 9-12.5% annually; described as "safe" and "secure"; compared to certificates of deposit
Pitch phrases from this case
Source
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