Cases / Investment funds & advisory
Cavalier Union Investments LLC
Merrill Robertson Jr., Sherman C. Vaughn Jr.
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Cavalier Union Investments LLC
- Industry
- Unregistered debt securities in purported diversified investment funds (actual holdings: failed restaurants)
- How investors were recruited
- Coaches at Fork Union Military Academy and University of Virginia, seniors, donors, alumni and school employees
- Pitch & red flags
- returns up to 20 percent; "safety and security for our investors"; claimed funds "operated by experienced investment advisers"
Pitch phrases from this case
Source
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