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Cases / Investment funds & advisory

The Owings Group LLC

Mark Johnson, Kevin Drost, Brian Koslow, David Waltzer

ReportedJul 6, 2018
LocationOwings Mills, MD
Amount$5,000,000

This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.

Company / entity
The Owings Group LLC
Industry
Taking companies public ("Initial Registration Program")
How investors were recruited
Commissioned salesmen paid from investor principal; about 50 investors
Pitch & red flags
"quick and efficient streamlined approach" to taking companies public

Pitch phrases from this case

Source

SEC official

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