Cases / Investment funds & advisory
Todd Financial Services LLC, TFS Insurance Services LLC
Joseph Michael Todd
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Todd Financial Services LLC, TFS Insurance Services LLC
- Industry
- Purported securities investments for broker-dealer customers
- How investors were recruited
- His own brokerage and advisory customers, many of them seniors and/or disabled, whom he had write checks to his own entities
- Pitch & red flags
- Falsely assured customers funds would be invested in "various securities"
Pitch phrases from this case
Source
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