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Cases / Energy & alternative assets

Jane E. O'Brien

ReportedFeb 28, 2014
LocationNeedham, MA
Amount$1,400,000

This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.

Industry
Personal investment management by former broker; film investment ("Crooked Arrows")
How investors were recruited
Existing brokerage clients (formerly at Merrill Lynch and Smith Barney) persuaded to withdraw funds and give them to her
Pitch & red flags
"false assurances of their financial security"; "lulling payments"

Pitch phrases from this case

Source

U.S. Department of Justice official

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