Cases / Investment funds & advisory
James K. Couture
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Industry
- Investment advisory/brokerage client fund misappropriation
- How investors were recruited
- Existing advisory and brokerage clients
- Pitch & red flags
- Falsely told clients sale proceeds "would be reinvested" for their benefit; fabricated account statements
Pitch phrases from this case
Source
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