Cases / Investment funds & advisory
James E. Hocker
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Industry
- S&P 500 and other purported investments
- How investors were recruited
- Sold insurance to prospective victims, then encouraged them to invest after gaining trust; elderly retirees
- Pitch & red flags
- "guaranteed returns of between 10% and 30%"
Pitch phrases from this case
Source
Related cases · Investment funds & advisory
All investment funds & advisory cases →