Cases / Investment funds & advisory
Capital Financial Planning LLC
Frederick E. Monroe Jr.
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- Capital Financial Planning LLC
- Industry
- Purported bond investments
- How investors were recruited
- Existing financial-planning clients from his 20-year career
- Pitch & red flags
- Told clients money would be "invested in bonds"; checks made payable to him personally
Pitch phrases from this case
Source
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