Cases / Investment funds & advisory
Dennis F. Wright
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Industry
- Purported managed accounts (broker misappropriation)
- How investors were recruited
- Existing brokerage customers holding variable annuities and mutual funds, incl. friends and community members
- Pitch & red flags
- promised a managed account with "higher returns than their existing securities accounts"; fabricated statements showing appreciating balances
Pitch phrases from this case
Source
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