Cases / Trading, forex & commodities
Catherine Ann Finberg
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Industry
- Securities day trading
- How investors were recruited
- Direct solicitation while posing as a securities broker-dealer
- Pitch & red flags
- said she was "investing it to their benefit"
Pitch phrases from this case
Source
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