Cases / Investment funds & advisory
James Asset Advisory LLC
Anthony A. James
This entry summarizes public reporting and government filings. Charges and civil complaints are allegations unless a court has entered a conviction or judgment — check the source for the current status.
- Company / entity
- James Asset Advisory LLC
- Industry
- Investment advisory (purported stocks, bonds and mutual funds)
- How investors were recruited
- Existing investment advisory clients (more than 40).
- Pitch & red flags
- Clients told their money "would be invested in stocks, bonds, and mutual funds"; new-client money used to repay earlier clients or fake profitable trading
Pitch phrases from this case
Source
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